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Securities Industry and Financial Markets Association
Results: 602

#	Item
241	Informational Circular TO: BOX Participants FROM: Add to Reading List Source URL: boxexchange.com Language: English - Date: 2014-09-18 10:56:06 Bonds Securities Securities Industry and Financial Markets Association Stock market Business continuity planning Financial economics Investment Financial system
242	Jay Hershenson Short Bio (September 2014) Add to Reading List Source URL: nhmafoundation.org Language: English - Date: 2014-10-31 11:59:14 American Association of State Colleges and Universities Investment Financial system Association of Public and Land-Grant Universities Securities Industry and Financial Markets Association LaGuardia Community College City University of New York School of Law Jennifer Raab City University of New York Middle States Association of Colleges and Schools Financial economics
243	October 2014 PIP Monthly Savings $12.0 $10.0 Add to Reading List Source URL: boxexchange.com Language: English - Date: 2014-10-02 15:03:03 Finance Exchange-traded fund Securities Industry and Financial Markets Association Futures contract Repurchase agreement National market system plan Rebate Short Market maker Financial markets Financial economics Investment
244	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]September 15, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 08:42:14 United States securities law Stock market 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial economics Investment Financial system
245	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]September 15, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-16 08:38:04 Financial system 73rd United States Congress United States Securities and Exchange Commission Stock market Securities Exchange Act U.S. Securities and Exchange Commission Securities Industry and Financial Markets Association Securities and Exchange Commission Financial economics United States securities law Investment
246	sifma· Invested in America August 21, 2014 By Electronic Mail ([removed]) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-22 16:06:22 Financial markets Options Clearing Corporation Securities Industry and Financial Markets Association Exercise Short U.S. Securities and Exchange Commission Dividend Official Charts Company Securities Exchange Act Financial economics Financial system Finance
247	Accountability Report JAN 2012 – JUN 2014 Contents FAIR Canada’s Mission Add to Reading List Source URL: faircanada.ca Language: English - Date: 2014-10-17 16:01:14 Financial services Collective investment schemes Financial markets Stock market Canadian securities regulation Financial regulation Mutual fund Securities Industry and Financial Markets Association Center for Audit Quality Financial economics Investment Finance
248	September 9th, 2014 Via Electronic Mail ([removed]) Brent J. Fields Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-18 15:09:20 Financial system United States Securities and Exchange Commission Stock market Bonds Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act Tick size Financial economics Investment United States securities law
249	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]October 1, 2014 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the TwentyFirst Charges Amendment to th Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 17:14:22 United States securities law Investment Technology Computer networking Consolidated Tape Association National market system plan Stock market Financial Industry Regulatory Authority Securities Exchange Act Financial markets Self-regulatory organizations Financial economics
250	September 17, 2014 Via E-Mail to: [removed] U.S. Securities and Exchange Commission 100 F Street, NE Washington DC[removed]Attn: Brent J. Fields, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-18 15:46:35 Financial markets Trade associations Late-2000s financial crisis Bonds Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisers Act U.S. Securities and Exchange Commission Financial adviser Financial economics Finance Financial system

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